Terms and Conditions

1) All commissions are charged in the currency in which the security trades. $6.95 and $9.95 pricing only applies to trades placed through an available Automated Service, including the online investing site and mobile application.

2) Quarterly trading activity of clients will be reviewed on a monthly basis and pricing will go into effect on the 22nd of every month. Clients must re-qualify on a monthly basis for the pricing to stay in effect. The commission rate is available to clients who qualify based on the eligible trading activity from the previous three calendar months (e.g. Total trades count from September 1 to November 30, with pricing structure going into effect on December 22). A trade is defined as a stock, exchange-traded fund or option order for which a commission has been charged. Trades that are consolidated will count as one trade.

3) For option assignments and exercises the investment services representative equity rates apply.